Securities and Exchange Commission – Page 6

How an Investor Lost $625,000 and His Faith in George Santos

Andrew Intrater, a wealthy businessman, has been in touch with the S.E.C. about Mr. Santos’s dealings on behalf of a company accused in a Ponzi scheme.

Elon Musk Faces Trial Over His 2018 Plan to Take Tesla Private

Investors are seeking billions of dollars in damages for their losses after Mr. Musk posted a proposal on Twitter that never materialized.

Financial Planning for Retirement: It’s More Accessible, but Be Careful

Financial planning and advice is no longer just for the wealthy. It can be especially important when planning for your later years.

Coinbase Reaches $100 Million Settlement With New York Regulators

The U.S. crypto exchange will pay a $50 million fine for letting customers open accounts with few background checks and spend $50 million to improve compliance.

Even After FTX, S.E.C. Chair Sees No Need for New Crypto Laws

The Securities and Exchange Commission chair, Gary Gensler, said existing rules were adequate but warned crypto issuers and exchanges on compliance.